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If I want to become a registered Investment Advisor? |
I know I need a series 65. Best advice is to take the 66, which is a combination of the 63 and 65 I had to take. Falls under NASD. 63 is the Uniform Securities Agent State. law exam and the 65 is the investment advisor test. You first have to have your series 7 and have a sponsoring firm in order to take these exams. Good luck. However, you can take them as a single test, so the 65 only is an option, but might as well hit the 66. |
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