Localfund.com - All about Fund and Investment
*Home>>>Investment Company

Do i need any license for making an investment company?


many people tell me to make an investment company. b/c i have made good return from stock trading for many years. so they want me to set it up. does anyone know the procedure to make an investment company. thanks

There are no required licenses to become a financial planner. However, if you want anyone, other than friends and family, to trust you with the money, you should become certified. Remember, it is a risky business. If customers are unhappy with your service they can sue you, and probably win, given your lack of professional experience.

well,i would think,so,. they want you to be sure to have your mind on more than your old stock job

If you are in the US and you are managing discretionary client accounts, you will need to notice file with your state. You will need to pass the Series 7 and the Series 63. When you notice file, you will also need to register with the state as a principal.

Tags
  Investment Management   Investment Information   Investment Group   Investment Firms   Investment Company   Investment Calculator   Investment Bank   Investment Advice   Investment Account
Related information
  • IEnquiring whether this company email address cogroup.co.uk is a geniune investment company?

    spam get rid of it.

    ...
  • Hi,I have been aproached by an investment company CSI (Cohen Strachan investments)?

    General rule: If they approach you.... Run.

    ...
  • If the sole owner of a company gives away 20% in return for investment, who gets the money?

    If the owner is selling a share of his company, he gets the money personally. If a company is issuing additional stock, thereby dilluting the ownership representation of the outstanding stock, the...

  • The company is considering an investment that costs $785,000 today and has a salvage value in 10 years of $137

    I don't feel like working it out, but you just discount back the cash flows assuming they're constant, and then do some simple algebra. It looks kind of like (785000 - 137) = (x / 1...

  • Looking for the name of an investment company (sounding like "A-Pack"?) based in Manhattan?

    Afftack I'm sure

    ...
  • Name my Investment Company?

    If it describes your investment company, it wouldn't be good to pick something that could be a fizzy drink. How about: Acre Investments (*) Acre Enterprises Vested Properties, Inc. Prope...

  • How do i legally open up my own Real Estate Investment Company?

    Your best bet is to register as an LLC - it is a lot more flexible than a corporation. Additionally, from my observations, most real estate investors prefer LLCs rather than corporations. In fact, ...

  • Hi, I searched Cooperprice.net and found there a paying legal investment company, nd to confirm, are they?

    Sure sounds risky to me. I wouldnt invest a dime.

    ...
  •  

    Categories--Copyright/IP Policy--Contact Webmaster