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Do i need any license for making an investment company? |
many people tell me to make an investment company. b/c i have made good return from stock trading for many years. so they want me to set it up. does anyone know the procedure to make an investment company. thanks There are no required licenses to become a financial planner. However, if you want anyone, other than friends and family, to trust you with the money, you should become certified. Remember, it is a risky business. If customers are unhappy with your service they can sue you, and probably win, given your lack of professional experience. well,i would think,so,. they want you to be sure to have your mind on more than your old stock job If you are in the US and you are managing discretionary client accounts, you will need to notice file with your state. You will need to pass the Series 7 and the Series 63. When you notice file, you will also need to register with the state as a principal. |
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spam get rid of it. ...General rule: If they approach you.... Run. ...If the owner is selling a share of his company, he gets the money personally. If a company is issuing additional stock, thereby dilluting the ownership representation of the outstanding stock, the... I don't feel like working it out, but you just discount back the cash flows assuming they're constant, and then do some simple algebra. It looks kind of like (785000 - 137) = (x / 1... Afftack I'm sure ...If it describes your investment company, it wouldn't be good to pick something that could be a fizzy drink. How about: Acre Investments (*) Acre Enterprises Vested Properties, Inc. Prope... Your best bet is to register as an LLC - it is a lot more flexible than a corporation. Additionally, from my observations, most real estate investors prefer LLCs rather than corporations. In fact, ... Sure sounds risky to me. I wouldnt invest a dime. ... |
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