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How to get sponsorship for Series 7 exam ? |
I wish to work as a independant dealer/broker and not as fulltime employee with the sponsorer.Are there investment firms ready to do this? I live in CT state. you have to be hired by some firm. If you want to work as an independent you do not need to be a registered rep of the NASD (Nat'l Association of Securities Dealers). Become a state registered advisor -- registered investment advisor (RIA) for CT. go to dept of treasury website for your state and look up qualifications. |
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