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How can i become a stock & investment broker? |
what courses do i need to study and exams i need to pass professional bodies do i need to join You have to get hired by a brokerage first and let them sponsor you. You cannot take the test or be licenced without sponorship. You would need to study for and pass your Series 7 securities license, and the Series 63 law exam. If you plan on selling variable annuities as well, you would also need to get your state life insurance license. Good luck! |
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