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How can i become a stock & investment broker?


what courses do i need to study and exams i need to pass professional bodies do i need to join

You have to get hired by a brokerage first and let them sponsor you. You cannot take the test or be licenced without sponorship.

Then you would take the series 7,6 and/or 63.
The firm will usually train you to pass it; they are not that tough, so dont be too concerned about that.

You would need to study for and pass your Series 7 securities license, and the Series 63 law exam. If you plan on selling variable annuities as well, you would also need to get your state life insurance license. Good luck!

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